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Genius Given Regulatory Warning

2 May, 2007 By: Erik Gruenwedel


The National Association of Securities Dealers (NASD) has warned Genius Products LLC that it would be removed from stock trading unless it files its fiscal 2006 10-K annual report by May 18, according to a regulatory filing.

In the interim, the Over-the-Counter (OTC) ticker symbol for the Santa Monica, Calif.-based distributor 70% owned by The Weinstein Co. has been appended with a temporary “E” signifying the company's delinquent status.

In a statement, Genius CFO John Mueller said the company intended to file the 10-K form with the Securities and Exchange Commission in the next few days.

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